ASF

Autoritatea de Supraveghere Financiară

Articles31held by EMRules
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With affected entities31of 31 articles
With penalties13of 31 articles

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Norm concerning the depository and custody activity of the assets of private pension payment funds

Regulation

Norm for amending and supplementing Financial Supervisory Authority Norm No. 16/2020 on the investment of occupational pension fund assets

Consultation paper

Draft Regulation to supplement Financial Supervisory Authority Regulation no. 5/2019 on the regulation of certain provisions regarding the provision of investment services and activities in accordance with Law no. 126/2018 on financial instruments markets

Consultation paper

Regulation on outsourcing by insurance and/or reinsurance companies

Regulation

Rule amending and supplementing the Financial Supervisory Authority Rule No. 22/2021 on insurance distribution

Regulation

Norm regarding the social capital of private pension providers

Regulation

Norm on the authorization of private pension providers

Regulation

Norm for amending the annex to the Financial Supervisory Authority Norm No. 34/2020 for the implementation of the semi-annual accounting reporting system applicable to entities in the insurance sector

Regulation

Regulation on the authorization of private pension payment funds

Regulation

Norm regarding the temporary modification of the maximum limit applicable to investments of privately managed pension funds in government securities

Regulation

Regulation amending and supplementing Financial Supervisory Authority Regulation No. 10/2015 on the management of alternative investment funds

Regulation

Rule for the application of the Guidelines on liquidity management tools for UCITS and open-ended AIFs (ESMA34-671404336-1364)

Regulation

Regulation amending and supplementing Financial Supervisory Authority Regulation No. 16/2014 on the revenues of the Financial Supervisory Authority

Regulation

Instruction on the method for estimating the costs and aggregate annual losses caused by major information and communication technology-related incidents by entities regulated and supervised by the Financial Supervisory Authority

Directive

Regulation amending and completing the Regulation of the Financial Supervisory Authority no. 10/2022 regarding the Investor Compensation Fund

Regulation

Draft Regulation for the amendment and completion of A.S.F./B.N.R. Regulation no. 10/4/2018 on the safeguarding of financial instruments and funds belonging to clients, product governance obligations, and the rules applicable to the granting or reception of fees, commissions, or other monetary or non-monetary benefits

Consultation paper

Norm for amending and supplementing the Financial Supervisory Authority Norm No. 14/2015 regarding accounting regulations compliant with European directives applicable to the private pensions system, as well as for amending and supplementing art. II of the Financial Supervisory Authority Norm No. 17/2024 for amending and supplementing the Financial Supervisory Authority Norm No. 14/2015 regarding accounting regulations compliant with European directives applicable to the private pensions system

Regulation

Norm concerning the marketing activity of private pension providers

Regulation

NORM for amending and supplementing Art. II of the Financial Supervisory Authority Norm No. 14/2024 regarding the amendment and completion of the Financial Supervisory Authority Norm No. 41/2015 for the approval of Accounting Regulations on individual annual financial statements and consolidated annual financial statements of entities carrying out insurance and/or reinsurance activity, as well as for amending and supplementing the annex to the Financial Supervisory Authority Norm No. 41/2015

Regulation

Norm for amending and supplementing the Financial Supervisory Authority Norm No. 39/2015 for the approval of Accounting Regulations in accordance with International Financial Reporting Standards, applicable to entities authorized, regulated, and supervised by the Financial Supervisory Authority in the Financial Instruments and Investments Sector, as well as the Investor Compensation Fund, and for amending Article II of the Financial Supervisory Authority Norm No. 4/2024 regarding the amendment and supplementation of the Financial Supervisory Authority Norm No. 39/2015 for the approval of Accounting Regulations in accordance with International Financial Reporting Standards, applicable to entities authorized, regulated, and supervised by the Financial Supervisory Authority in the Financial Instruments and Investments Sector, as well as the Investor Compensation Fund

Regulation

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