Autoritatea de Supraveghere Financiară
Articles31held by EMRules
With key requirements31of 31 articles
With affected entities31of 31 articles
With penalties13of 31 articles
Document types
Regulation
23
Consultation paper
7
Directive
1
Topics
Publication dates
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Norm concerning the depository and custody activity of the assets of private pension payment funds
Regulation
Norm for amending and supplementing Financial Supervisory Authority Norm No. 16/2020 on the investment of occupational pension fund assets
Consultation paper
Draft Regulation to supplement Financial Supervisory Authority Regulation no. 5/2019 on the regulation of certain provisions regarding the provision of investment services and activities in accordance with Law no. 126/2018 on financial instruments markets
Consultation paper
Regulation on outsourcing by insurance and/or reinsurance companies
Regulation
Rule amending and supplementing the Financial Supervisory Authority Rule No. 22/2021 on insurance distribution
Regulation
Norm regarding the social capital of private pension providers
Regulation
Norm on the authorization of private pension providers
Regulation
Norm for amending the annex to the Financial Supervisory Authority Norm No. 34/2020 for the implementation of the semi-annual accounting reporting system applicable to entities in the insurance sector
Regulation
Regulation on the authorization of private pension payment funds
Regulation
Norm regarding the temporary modification of the maximum limit applicable to investments of privately managed pension funds in government securities
Regulation
Regulation amending and supplementing Financial Supervisory Authority Regulation No. 10/2015 on the management of alternative investment funds
Regulation
Rule for the application of the Guidelines on liquidity management tools for UCITS and open-ended AIFs (ESMA34-671404336-1364)
Regulation
Regulation amending and supplementing Financial Supervisory Authority Regulation No. 16/2014 on the revenues of the Financial Supervisory Authority
Regulation
Instruction on the method for estimating the costs and aggregate annual losses caused by major information and communication technology-related incidents by entities regulated and supervised by the Financial Supervisory Authority
Directive
Regulation amending and completing the Regulation of the Financial Supervisory Authority no. 10/2022 regarding the Investor Compensation Fund
Regulation
Draft Regulation for the amendment and completion of A.S.F./B.N.R. Regulation no. 10/4/2018 on the safeguarding of financial instruments and funds belonging to clients, product governance obligations, and the rules applicable to the granting or reception of fees, commissions, or other monetary or non-monetary benefits
Consultation paper
Norm for amending and supplementing the Financial Supervisory Authority Norm No. 14/2015 regarding accounting regulations compliant with European directives applicable to the private pensions system, as well as for amending and supplementing art. II of the Financial Supervisory Authority Norm No. 17/2024 for amending and supplementing the Financial Supervisory Authority Norm No. 14/2015 regarding accounting regulations compliant with European directives applicable to the private pensions system
Regulation
Norm concerning the marketing activity of private pension providers
Regulation
NORM for amending and supplementing Art. II of the Financial Supervisory Authority Norm No. 14/2024 regarding the amendment and completion of the Financial Supervisory Authority Norm No. 41/2015 for the approval of Accounting Regulations on individual annual financial statements and consolidated annual financial statements of entities carrying out insurance and/or reinsurance activity, as well as for amending and supplementing the annex to the Financial Supervisory Authority Norm No. 41/2015
Regulation
Norm for amending and supplementing the Financial Supervisory Authority Norm No. 39/2015 for the approval of Accounting Regulations in accordance with International Financial Reporting Standards, applicable to entities authorized, regulated, and supervised by the Financial Supervisory Authority in the Financial Instruments and Investments Sector, as well as the Investor Compensation Fund, and for amending Article II of the Financial Supervisory Authority Norm No. 4/2024 regarding the amendment and supplementation of the Financial Supervisory Authority Norm No. 39/2015 for the approval of Accounting Regulations in accordance with International Financial Reporting Standards, applicable to entities authorized, regulated, and supervised by the Financial Supervisory Authority in the Financial Instruments and Investments Sector, as well as the Investor Compensation Fund
Regulation
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