Corporate governance from Autoritatea de Supraveghere Financiară

Regulation on outsourcing by insurance and/or reinsurance companies

Rule amending and supplementing the Financial Supervisory Authority Rule No. 22/2021 on insurance distribution

Norm regarding the social capital of private pension providers

Norm on the authorization of private pension providers

Regulation on the authorization of private pension payment funds

Regulation amending and supplementing Financial Supervisory Authority Regulation No. 10/2015 on the management of alternative investment funds

Draft Regulation for the amendment and completion of A.S.F./B.N.R. Regulation no. 10/4/2018 on the safeguarding of financial instruments and funds belonging to clients, product governance obligations, and the rules applicable to the granting or reception of fees, commissions, or other monetary or non-monetary benefits

Norm for amending and supplementing the Financial Supervisory Authority Norm No. 14/2015 regarding accounting regulations compliant with European directives applicable to the private pensions system, as well as for amending and supplementing art. II of the Financial Supervisory Authority Norm No. 17/2024 for amending and supplementing the Financial Supervisory Authority Norm No. 14/2015 regarding accounting regulations compliant with European directives applicable to the private pensions system

Norm concerning the marketing activity of private pension providers

NORM for amending and supplementing Art. II of the Financial Supervisory Authority Norm No. 14/2024 regarding the amendment and completion of the Financial Supervisory Authority Norm No. 41/2015 for the approval of Accounting Regulations on individual annual financial statements and consolidated annual financial statements of entities carrying out insurance and/or reinsurance activity, as well as for amending and supplementing the annex to the Financial Supervisory Authority Norm No. 41/2015

Norm for amending and supplementing the Financial Supervisory Authority Norm No. 39/2015 for the approval of Accounting Regulations in accordance with International Financial Reporting Standards, applicable to entities authorized, regulated, and supervised by the Financial Supervisory Authority in the Financial Instruments and Investments Sector, as well as the Investor Compensation Fund, and for amending Article II of the Financial Supervisory Authority Norm No. 4/2024 regarding the amendment and supplementation of the Financial Supervisory Authority Norm No. 39/2015 for the approval of Accounting Regulations in accordance with International Financial Reporting Standards, applicable to entities authorized, regulated, and supervised by the Financial Supervisory Authority in the Financial Instruments and Investments Sector, as well as the Investor Compensation Fund

Regulation amending and supplementing Financial Supervisory Authority Regulation No. 5/2018 on issuers of financial instruments and market operations

Draft Norm for the amendment and completion of Financial Supervisory Authority Norm no. 13/2019 regarding the unitary framework for conducting statutory audit at entities authorized, regulated and supervised by the Financial Supervisory Authority

RULE for the application of the ESMA Guidelines on specifying the circumstances for applying temporary restrictions in the case of a significant non-default event, in accordance with Article 45a of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (EMIR), the ESMA Guidelines on the consistent application of the triggers for the use of early intervention measures, and the ESMA Guidelines on the application of the circumstances under which a central counterparty is considered to be failing or likely to fail

Regulation for amending and completing the Regulation of the Financial Supervisory Authority No. 4/2016 on the organization and functioning of the Alternative Dispute Resolution Entity in the Non-Bank Financial Sector (SAL-FIN)

Norm for amending and supplementing the Financial Supervisory Authority Norm No. 22/2021 on insurance distribution

Regulation amending and completing the Financial Supervisory Authority Regulation no. 9/2014 on the authorization and operation of investment management companies, undertakings for collective investment in transferable securities and depositories of undertakings for collective investment in transferable securities