Capital Markets Authority Uganda
Articles9held by EMRules
With key requirements8of 9 articles
With affected entities9of 9 articles
With penalties2of 9 articles
Document types
Notice
9
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The last 12 months, by publication date
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- Dec 2025: 1 article
- Jan 2026: 2 articles
- Feb 2026: 1 article
- Mar 2026: 0 articles
- Apr 2026: 0 articles
- May 2026: 0 articles
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Newest articles
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Compliance Requirement with the Capital Markets Authority (Corporate Governance) Regulations, 2025
Notice
Approval Requirements for the Appointment of Directors and Target Employees
Notice
Regulatory Approval Requirements for the Appointment or Change of Chief Executive Officer and/ or Change of Controller
Notice
Continuous Professional Development (CPD) Requirements Under Market Certification and Competency Standards Prescribed Under Regulatory Notice No.3 of 2018
Notice
Market Certification and Competency Standards Pursuant to Section 35(2) of the Capital Markets Authority Act as Amended
Notice
Dealing in Securities by Insiders
Notice
Regulatory Notice on the Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended
Notice
REVOCATION OF BROKER/DEALER LICENSE FOR FIRST RENAISSANCE SECURITIES LTD
Notice
Revocation of Investment Advisor License of Bullion Capital Limited
Notice
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