Licensing from Capital Markets Authority Uganda
7 articles on licensing from Capital Markets Authority Uganda, each in English.
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Approval Requirements for the Appointment of Directors and Target Employees
Notice
Regulatory Approval Requirements for the Appointment or Change of Chief Executive Officer and/ or Change of Controller
Notice
Continuous Professional Development (CPD) Requirements Under Market Certification and Competency Standards Prescribed Under Regulatory Notice No.3 of 2018
Notice
Market Certification and Competency Standards Pursuant to Section 35(2) of the Capital Markets Authority Act as Amended
Notice
Regulatory Notice on the Implications of the Amendment to the Capital Markets Authority Act, Cap 84 as Amended
Notice
REVOCATION OF BROKER/DEALER LICENSE FOR FIRST RENAISSANCE SECURITIES LTD
Notice
Revocation of Investment Advisor License of Bullion Capital Limited
Notice
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