Securities and Exchange Commission, Philippines
Articles18held by EMRules
With key requirements18of 18 articles
With affected entities18of 18 articles
With penalties11of 18 articles
Document types
Circular
14
Regulation
2
Guideline
1
Other
1
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Revised Guidelines on the Conduct of Corporate Governance Training and the Accreditation of Institutional Training Providers, Resource Speakers, and In-House Corporate Governance Training
Circular
Mandatory Use of the Online Application for Registration Statements (OARS)
Circular
Adoption of Philippine Financial Reporting Standards (PFRSS) and Philippine Interpretations Committee Questions and Answers (PIC Q&As)
Circular
Guidelines on the Implementation of Paperless Filing for Select Amendment Applications through the eAMEND Portal
Circular
Adoption of Philippine Financial Reporting Standards (PFRS) on Sustainability Disclosures and Issuance of Reporting Guidelines for Publicly Listed Companies and Large Non-Listed Entities
Circular
Recalibrated Ceilings on Interest Rates and Other Fees Charged by Financing Companies and Lending Companies
Circular
Further Streamlining the 45-Day Registration Statement Review Process Under the Markets and Securities Regulation Department of the Securities and Exchange Commission, and Providing a Discounted Rate for the Registration Fee
Circular
SEC Guidelines on Philippine Green Equity
Guideline
Circular on MSME Discount for Registration of Securities and Increase in Capital Stock
Circular
Amendments to the 2015 Implementing Rules and Regulations of the Securities Regulation Code for the Revised Guidelines for Credit Rating Agency Accreditation and Supervision (SRC Rule 39.1.5)
Circular
SEC Rules on Market Making
Regulation
Repeal of the Rules Allowing the Trading of "B" Shares on the Regular Board and Requiring Buyers to Accept Either "B" or "A" Certificates
Circular
Rules and Regulations Governing the Registration and Trading of Structured Warrants
Regulation
Blockchain-Based Digital Signing and Authentication of SEC-Related Documents Using the SEC VERITAS
Circular
Amendments to SEC Accreditation Guidelines of Auditing Firms and External Auditors
Circular
Guidelines Prescribing Prudential, Disclosure, and Market Conduct Requirements for Financing and Lending Companies and Lifting the Moratorium on Online Lending Platforms
Circular
SEC Form 10.1 - Application for Optional Confirmation of Exempt Transaction Under Section 10.1 of the SRC; Request for Confirmation of Exemption: Stock Option Plan (Section 10.2 of the Securities Regulation Code); SEC Form 10.2 - Stock Option Plan
Other
Amendments to Rule 8.1.2 of the 2015 Implementing Rules and Regulations of the Securities Regulation Code - Delayed and Continuous Offering and Sale of Securities (Enhanced Shelf Registration)
Circular
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