Licensing from Securities and Exchange Commission, Philippines
6 articles on licensing from Securities and Exchange Commission, Philippines, each in English.
Articles6held by EMRules
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With affected entities6of 6 articles
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Circular
3
Regulation
2
Other
1
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Mandatory Use of the Online Application for Registration Statements (OARS)
Circular
Amendments to the 2015 Implementing Rules and Regulations of the Securities Regulation Code for the Revised Guidelines for Credit Rating Agency Accreditation and Supervision (SRC Rule 39.1.5)
Circular
SEC Rules on Market Making
Regulation
Rules and Regulations Governing the Registration and Trading of Structured Warrants
Regulation
Guidelines Prescribing Prudential, Disclosure, and Market Conduct Requirements for Financing and Lending Companies and Lifting the Moratorium on Online Lending Platforms
Circular
SEC Form 10.1 - Application for Optional Confirmation of Exempt Transaction Under Section 10.1 of the SRC; Request for Confirmation of Exemption: Stock Option Plan (Section 10.2 of the Securities Regulation Code); SEC Form 10.2 - Stock Option Plan
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