Securities markets in United States
25 articles on securities markets from 3 sources in United States, each in English.
Articles25held by EMRules
With key requirements7of 25 articles
With affected entities24of 25 articles
With penalties7of 25 articles
Document types
Press release
13
Enforcement action
5
Notice
3
Other
2
Guideline
1
Regulation
1
Sources
Articles by month
The last 12 months, by publication date
Every article carries a publication date.
- Dec 2025: 0 articles
- Jan 2026: 0 articles
- Feb 2026: 0 articles
- Mar 2026: 0 articles
- Apr 2026: 0 articles
- May 2026: 0 articles
- Jun 2026: 0 articles
- Jul 2026: 0 articles
- Aug 2026: 0 articles
- Sep 2026: 10 articles
- Oct 2026: 7 articles
- Nov 2026: 5 articles
Newest articles
Start a trial to read the full text of any article in English.
CFTC Sanctions Eight Individuals for Acting as Unregistered Associated Persons of Foreign Introducing Brokers
CFTCEnforcement action
CFTC Staff Addresses Use of Trust Companies for Daily Settlements
CFTCPress release
CFTC Issues Impartial Access Requirements Interpretation
CFTCOther
SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers
SECPress release
CFTC Secures Court Order Directing Texas Man and His Company to Pay Over $13 Million in Commodities Fraud
CFTCEnforcement action
SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo Transactions
SECPress release
Two Entities Charged in $130 Million Fraud Scheme That Used False SEC Filings to Boost Investor Confidence
SECPress release
CFTC Issues Interim Final Rule Excluding Certain Activity from the Definition of Swap
CFTCRegulation
CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning the Inclusion of Certain Event Contracts in the Definition of Swap
CFTCPress release
SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds
SECPress release
CFTC Issues No-Action Letter for DCMs Regarding Converting Existing Perpetual-Style Broad-Based Security Index Futures into True Perpetual Futures
CFTCOther
CFTC Staff Extends Brexit-Related No-Action Positions
CFTCPress release
SEC Proposes Amendments to Expand Responsible Retailization of Private Markets
SECPress release
SEC Charges Two Individuals With Orchestrating Fraud Scheme That Targeted Veterans
SECEnforcement action
SEC Charges Meyer Global Management and Its CEO With Defrauding Retail Investors in Private Funds That Held Interests in SpaceX and Other Pre-IPO Securities
SECEnforcement action
SEC Charges Multiple Entities in Fraud Schemes Totaling at Least $15 Million That Used WhatsApp and Other Platforms to Lure Investors
SECPress release
SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law Enforcement
SECEnforcement action
CFTC Releases Staff Advisory on Mention Markets
CFTCGuideline
CFTC Staff Issues No-Action Position to Providers of Passive Software
CFTCPress release
CFTC Approves Final Rule Concerning Whistleblower Awards
CFTCPress release
129 markets. One English feed.
Read all 25 articles on securities markets in United States in full, in English.
Start a 14-day trial