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Securities markets

175 articles from 62 sources in 48 markets, each in English.

Articles176held by EMRules
With key requirements115of 176 articles
With affected entities170of 176 articles
With penalties38of 176 articles

Document types

Regulation
x
41
Circular
x
31
Notice
x
23
Press release
x
22
Enforcement action
x
17
Directive
x
15
Other
x
14
Consultation paper
x
11
Guideline
x
2

Sources

SPKSermaye Piyasasฤฑ Kurulu
x
14
CFTCCommodity Futures Trading Commission, press releases
x
13
IFSCAInternational Financial Services Centres Authority
x
13
CNVComisiรณn Nacional de Valores
x
11
SECSecurities and Exchange Commission, press releases
x
9
BANXICOBanco de Mรฉxico
x
7
BSECBangladesh Securities and Exchange Commission
x
5
FIFinansinspektionen, FFFS regulations
x
5

Markets

United States
x
25
Tรผrkiye
x
14
India
x
13
Argentina
x
11
Taiwan
x
9
Indonesia
x
7
Mexico
x
7
Bangladesh
x
5

Articles by month

The last 12 months, by publication date

29 articles carry no publication date and are left out of the chart.

  • Dec 2025: 1 article
  • Jan 2026: 1 article
  • Feb 2026: 2 articles
  • Mar 2026: 1 article
  • Apr 2026: 0 articles
  • May 2026: 2 articles
  • Jun 2026: 7 articles
  • Jul 2026: 7 articles
  • Aug 2026: 13 articles
  • Sep 2026: 40 articles
  • Oct 2026: 30 articles
  • Nov 2026: 18 articles

Taking effect

Effective dates stated in the articles

  • Decision No. 3078/QD-BTC announcing administrative procedures abolished in the securities sector

    SSCOther

  • Pensions Superintendence publishes Resolution with reference market indices for measuring the investment performance of Generational Funds

    SPPress release

Newest articles

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Capital Market Development Program of the Republic of Kazakhstan for 2026 โ€“ 2030

ARDFMOther

Order of the Financial Supervisory Commission

SFBDirective

IFRS 18: Presentation and Disclosure in Financial Statements

SMVNotice

Reduction of daily intraday securities lending and borrowing sell orders limit.

FSCDirective

CFTC Sanctions Eight Individuals for Acting as Unregistered Associated Persons of Foreign Introducing Brokers

CFTCEnforcement action

CFTC Staff Addresses Use of Trust Companies for Daily Settlements

CFTCPress release

195,000 euro fine for 'finfluencer' for collaborating with illegal asset manager Grinta Invest

AFMEnforcement action

CFTC Issues Impartial Access Requirements Interpretation

CFTCOther

Supervisory Report - DNB Asset Management AS

FTOther

General Resolution regarding FCIA - Investment in FCIA ETF and FCICC

CNVRegulation

General Resolution regarding the Modification of Fees and Tariffs pursuant to Ministry of Economy Resolution No. 1901/26

CNVRegulation

Thematic inspection on the control function and the internal audit function

FTOther

SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers

SECPress release

Supervisory Report - Credo Partners AS

FTOther

CFTC Secures Court Order Directing Texas Man and His Company to Pay Over $13 Million in Commodities Fraud

CFTCEnforcement action

AFSA Announces a Transitional Period for Fund Managers of Non-Exempt Funds

AFSANotice

Ruling on the Scope of Foreign Securities Investments by Securities Investment Trust Funds

FSCDirective

On establishing cases of the possibility of one person, independently or jointly with one or more persons, determining the decisions of a credit rating agency by virtue of an agreement (supporting documents) or otherwise

ARDFMRegulation

SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo Transactions

SECPress release

Two Entities Charged in $130 Million Fraud Scheme That Used False SEC Filings to Boost Investor Confidence

SECPress release

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